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White paper · CAVER for Financial Services
CAVER for Financial Services

Retention, evidence, and who touched the account

Long retention obligations, insider access as the primary risk, and regulators who ask for the record rather than the summary.

Date October 2026 Prepared by RedEye Security

Executive summary

Financial services has a specific shape of problem: retention requirements that outlive the licensing budget, insider access as the dominant risk, and regulators who ask for a record rather than a report.

CAVER addresses the first with flat pricing and 48:1 compression (raw log volume against what the lake stores) on storage you already own, the second with behavior models that need no training data, and the third with evidence carrying cryptographic custody that verifies offline.

Contents
01

The shape of the problem

Three pressures, and they pull against each other.

  • Retention requirements outlive your license budget, so the two are in permanent conflict.
  • The insider is the risk. Someone with legitimate access looking at accounts they have no business reason to look at.
  • An investigation needs a defensible record, and exported logs with a spreadsheet chain of custody are not one.
  • Third-party and fintech integrations widen the surface faster than review keeps up.
02

Why the price works

CAVER charges a flat fee per deployment. There is no charge per gigabyte.

That is a pricing decision, but it only works because of how the system is built. On a storage lake, what a search costs depends on how many files it opens, not how many bytes you have kept. CAVER continuously merges small files into fewer, larger, sorted ones.

On a real production system running about 100GB a day, that change did two things:

Older data moves to a sealed tier that is simply a folder. Months outside your search window are never opened at all. There is no separate index to rebuild before a search or an alert can reach that folder: detections and dashboards query it directly, measured at 172 milliseconds for an alert and 76 milliseconds for a dashboard panel over a million events.

$0/GBNo ingest charge; flat per deployment
7 yearsAudit retention, enterprise tier
466 → 10Files opened per search, after merging
48:1Compression: raw log volume against what the lake stores

What this means for you: "how far back can I search" becomes a storage question, not a performance question. You stop choosing between logging everything a regulator might ask about, for as long as they might ask and staying inside budget.

03

What CAVER is

A suite of five tools on a single data store. Not four products bolted together, and not four contracts.

LayerWhat it does
SIEM coreSearch and alerting. Eight query languages (SPL, SQL, KQL, ES|QL, LSQL, Sigma, PromQL and LogQL), plus an AI assistant as a ninth way to ask.
CAVERNThe detection content: more than 400 ready-made vendor packs and 5,000+ rules, mapped to the SigmaHQ open rule standard and tagged to MITRE ATT&CK, so your coverage is expressed in terms an auditor and a peer organization both recognize. Includes an editor that back-tests a new rule against your real history before you turn it on.
ECHOService monitoring: what is up, what is degraded, what depends on what.
UBA65+ behavior models that need no training data. Off-hours activity, unusual access, lateral movement.
SLAMCase management and response, with approval gates. Paired with the Evidence Locker.

Where your data sits

How sensitive identifiers are handled

To spot a pattern you have to know it is the same subject. To be safe, you would rather not hold their name. CAVER does both, converting the identifier into a salted one-way key:

Why this matters to you

It shrinks what a compromise of CAVER itself would cost you. A security tool that has quietly accumulated a second copy of your sensitive identifiers is a second breach waiting to be reported, and it is the question a thorough procurement process will ask.

04

The access that is technically allowed

The hard cases are not intrusions. They are people with legitimate credentials doing something they are permitted to do and should not.

  • Judged against each person's own history, not a global threshold. One threshold either misses the analyst or buries the operations team.
  • Off-hours activity, bulk export and unusual volume, learned per role rather than configured.
  • Access after termination works from day one using your identity provider's disabled and deprovisioned states. A Directory and HRIS connector supplies the authoritative termination date and reconciles offboarding against actual access, delivered on request.
  • More models around the person. Peer cohorts score each person against their role group, watchlists raise sensitivity on named staff, and impossible-travel, account-lifecycle and kill-chain staging models run beside the 65+ unsupervised models. Risk-based alerting sums per-entity risk in a rolling window, with multipliers for admin and critical-asset accounts, and opens a notable at threshold.
  • Findings show their working, stating what CAVER expected and what happened, because a behavioral finding nobody can interrogate gets argued with rather than acted on.

What works on day one, and what needs a baseline

Almost all of this works the day your data lands. One part does not, and it is worth being exact about which part, because the difference is usually explained badly.

That last point is the one that matters. "We found nothing" and "we are not ready yet" look identical on a screen, and only one of them is good news. A tool that does not distinguish them is quietly telling you that you are safe during the exact period it cannot tell.

05

Workers, not another alert queue

The reason teams turn detections off is not that the detections are wrong. It is that nobody is left to work the output.

Roughly a third of alerts are never investigated, an investigation takes over an hour, and an analyst closes twenty to thirty in a shift. A three-digit queue does not fit inside a staffed team by arithmetic. So CAVER ships named workers rather than more alerts: each one holds a single job, runs it on its own beat, and reports what it found.

36Named agents, none needing a model
0Of them need a language model
OffHow every one of them arrives

Silence is a result, and it is recorded

An agent that speaks only when it finds something is indistinguishable from one that is broken, and the second is far more common than anyone admits. Every run is written down whether or not it found anything, carrying what it checked and over what window. A quiet morning becomes evidence rather than an absence of evidence.

Why none of them needs a model

Twenty of the thirty-six are rules, joins and thresholds: the same data gives the same answer on any day, and it can be explained to an auditor as a query. The other sixteen are baselines, peer groups and rarity, which is still arithmetic over your own history. Five can use a language model to write their summary in prose; turn it off and you lose the wording, not the finding.

The platform roster covers the things an examiner asks about and nobody owns: a feed that stopped, coverage that rotted, access that outlived an employment.

They arrive switched off, and you switch them on

Every agent ships disabled, and you enable them one at a time from the product. That is deliberate. An agent making findings about named staff is a control you introduce deliberately, not one that appears at install.

What is finished and what is arriving

The workforce, the roster and the controls are shipped and in the product. The connections that feed individual agents land per data source, so an agent whose source is not connected yet says exactly that and names what it needs, rather than reporting a confident nothing. Ask us which of the thirty-six are live against your feeds before you count on any one of them.

06

Endpoint telemetry that says when it is blind

Most estates buy endpoint telemetry from somewhere, and CAVER reads what you already run: CrowdStrike, Defender, SentinelOne, Sysmon, syslog and the forwarders on your servers. For the hosts where the options are bad, CAVER ships its own agent, Carbide, at no extra charge.

Sysmon, read as process lineage

Sysmon process, network, file, registry, module-load, DNS and memory events all arrive as OCSF with the parent and child identifiers carried in the event, so a chain of executions joins across hosts rather than only inside one log line. A coverage screen shows which Event IDs are arriving now, which were seen in the last week and not in the last day, and which hosts are reporting. Every freshness figure is the time of the last event, never a count, because a count is satisfied by history: a source that died last week still has a large one.

Carbide, on Linux, Windows and macOS

Same host, same workloadKernel capturePolling
300 short-lived processes in a loop300 captured0 captured

That row is why the agent exists. A process that starts and exits between two polls is most of what execution telemetry is for, and a poller cannot see it.

Platforms and coverage

Carbide ships for Linux, Windows and macOS, installed as a system service. AIX coverage is available to design partners. Where you already run CrowdStrike, Defender or SentinelOne, Carbide sits beside it or CAVER reads that instead. Sysmon process, network, file, registry, module-load, DNS and memory events are all normalized to OCSF and addressed by the same detection content.

07

What an examiner asks about

The questions arrive in a predictable order: which framework, how long, who can change it, and who watches the people with access.

  • Frameworks. The compliance report assesses your environment against PCI DSS 4.0, SOC 2, ISO 27001:2022, NIST CSF 2.0, NIST SP 800-53, CIS Controls v8, DORA, NIS2 and APRA CPS 234. Output is signed PDF or CSV, customer-branded, summary or with evidence rows, generated asynchronously and emailed. A Compliance API serves posture to your GRC platform. Reports assess your environment; they do not certify it. Saved searches emailed on a schedule to named reviewers, including examiner packets, are delivered on request.
  • Retention. Retention is set per data class. Legal hold needs two authorizers. Data ages on trusted ingest time, so a forged event timestamp cannot shorten retention. Sealed and cold tiers are read in place with per-tier counts, and replication keeps a readable peer for disaster recovery.
  • Evidence storage. The Locker uses S3 Object Lock in WORM mode with a SHA-256 per artifact, Ed25519 timestamps and a Merkle audit ledger. Export is a signed PDF with an artifact index and ledger proof. Artifacts arrive automatically from cases and playbooks, and retention drives destruction, available on request.
  • Audit of the security team itself. Every search is audited with the scope it ran under, sensitive searches can be audited in hash mode, and refused requests leave rows too. A read-side index ACL is enforced as a row-level predicate, so a junior analyst cannot read the HR or executive indexes. The engine that watches insiders watches the people watching.
  • Third-party and non-human identities. A sensitive-data exposure map and a non-human identity inventory list service accounts and agents with the data they reach, which is where fintech and vendor integrations widen the surface.
  • Detection operations. Detection health lists rules that cannot fire because of a bad index, unmapped field or missing lookup, and silent sensors raise an alert. A nightly evaluation scores each rule and fingerprints drift. Change-window mode de-weights approved change work, with attribution on the finding.
  • Cases and approvals. Cases sync to Jira and ServiceNow, per-severity SLA timers can fire a playbook, on-call routes to Slack, Teams and Telegram, and risky playbook steps need a second approver who is not the person who started the run.
  • Physical and logical together. Badge events from Genetec, C-CURE 9000 and Lenel OnGuard join identity logs, so a badge-in at a branch while the same account is active remotely becomes a physical-logical impossible-travel finding.
  • Secure by default. No shipped default admin or demo token, first-login password change, login rate limiting, CSP and security headers, SSRF-hardened fetches, and a secret scan in CI.
  • Moving off an incumbent. caver-migrate carries Splunk apps, ITSI, UBA and macros, Elastic, Sentinel, Defender and QRadar content across, with a dry run.

Available to design partners

08

From exploited to contained

A vulnerability list ranked by severity score tells you what could be exploited. Two public feeds tell you what is.

CAVER ingests CISA's Known Exploited Vulnerabilities catalog, about 1,200 CVEs with confirmed exploitation, and FIRST's EPSS scores, an exploitation probability for roughly 200,000 CVEs, every day, and joins both onto your findings by CVE. The vulnerability screen gains an exploited-in-the-wild filter and a sortable probability column.

The effect on a real board is the difference between "4,000 findings" and "these eleven are being exploited right now, start here".

Time to contain, measured

In 2026 CISA published an advisory in which two organizations faced the same red team with the same tradecraft and both fell to full domain compromise. One isolated three phished workstations in 10, 2 and 20 minutes and cut the command channel. The other actioned zero alerts. The difference was not the tooling and not the detection content; it was how fast a person acted on what the tooling already knew.

So CAVER measures that interval, per incident, from the case record:

We publish compression and query speed as first-class numbers because they are how CAVER beats a per-gigabyte platform. Time to contain is the number that decides whether any of that mattered, and it is on the same screen.

09

Speed and storage, measured

Real measurements from a production system handling about 100GB per day.

SearchTime
Empty hour6 ms
One hour of data38 ms
24 hours of data453 ms
48 hours across two data centers627 ms
Performance in context

Published figures show searches under 50 ms at the 95th percentile. The counterpart matters just as much: a 120-second ceiling still applies to large summarized searches, and searches over recent data under load run around 1.1 to 1.2 seconds. We are working on that ceiling. Both numbers are published because a best case is not a guarantee.

Compression: 48 to 1, and how we measured it

"If a vendor will not show you the method, the ratio is not a number. It is a claim."RedEye Security, published material

Ask any vendor, including us, for the range across your own data types during a trial. Not just one blended figure.

10

How CAVER compares

AreaTypical SIEMCAVER
PricingPer gigabyte; retention becomes a budget leverFlat per deployment
Data ownershipOften vendor-hosted, proprietary formatYour storage, your keys, open format
Archived data accessA restore or rehydration job, often billed per queryQueried directly from your own bucket, no restore step
Encryption at restAssumed, rarely verifiedChecked before start; refuses to run on storage it cannot confirm
Retention economicsPriced per GB, so retention is a budget decisionFlat, with 48:1 compression
Insider analyticsRules and thresholds you maintain65+ models needing no labeled training data
Your existing detection contentA rewrite, or left behindSigma, Splunk, Elastic, Sentinel, QRadar and Defender rules convert in, with a report on what did not
Evidence handlingExport logs; chain of custody is manualCryptographic custody, verifiable offline
Compliance reportingUsually a separate productMore than 20 frameworks built in, signed export
Where it runsMany are cloud onlyCloud, on-premise, air-gapped, single box

Where the incumbents still win

An established SIEM has real advantages we will not pretend away:

Those are genuine switching costs. Our answer is the parallel-run and collector-only options above, which let you measure the difference instead of taking it on faith.

11

Evidence that holds up

For the moment an incident becomes a legal, regulatory or contractual matter.

At that point someone outside your security team needs to trust the record without trusting your vendor. The Evidence Locker is built for that:

What this means for you: a record a regulator or an opposing expert can verify independently, without access to your systems and without taking your word for it.

One limit worth knowing before you send a bundle

The AES-256 password protects the contents of the archive. The list of file names and their sizes is still readable without the password, which is how the ZIP format works. If a file name would itself reveal something, rename it before export.

12

Watching AI tools

AI assistants are already inside most organizations, usually before anyone counted them.

Microsoft Agent 365 registers every AI agent and sets what it is allowed to touch, at sign-in. It answers who an agent is. CAVER reads that same event data and watches behavior over time, and also covers the tools Microsoft never sees: Claude, Cursor, Codex, Copilot, OpenAI and others.

"Microsoft knows who your agents are. CAVER watches what they do next."Matt Lucas, RedEye Security, published August 4, 2026

What is included: 24 content packs and over 200 rules, covering prompt manipulation, data leaving through an AI tool, misuse of connected tools, and runaway automation.

CAVER can also sit in front of your AI traffic as a checkpoint, with a full audit trail, per-user limits and blocking of unapproved AI services. An employee pasting customer data into an unapproved model provider becomes a recorded, scored event.

On added delay

We have no published CAVER-specific measurement for the delay this adds. It is one extra step in the request path, which is small next to the one-to-six seconds an AI request already takes. Ask us for a firm number before relying on it for a decision.

13

Where it runs

One product, not a different tool for every environment.

CAVER runs on Kubernetes, a virtual machine, an isolated network, or a single box. License activation does not need an internet connection, and a lapsed license gives you a 14-day grace period rather than shutting off mid-incident.

Two postures, and you choose

This is your risk decision. Both are real products. Neither is a discouraged version of the other.

Signing in with what you already have

SAML 2.0 and OpenID Connect are both configured in the product: paste or fetch your identity provider's SAML metadata, or point at your OIDC issuer for discovery, then map the attributes or claims to roles. Test against the live provider before you can turn it on: enable is refused without a successful test in the last 24 hours. A saved change or a disable takes effect on the next request, no restart, and local login stays reachable so an identity-provider outage cannot lock your operators out. An OIDC client secret is sealed in the product's credential vault, never stored in the clear.

Provisioning through SCIM

SCIM provisioning is configured the same way: an operator mints a bearer token for the identity provider, shown once and stored only as a hash, revoked on the very next request rather than the next restart. Group membership from SAML, OIDC, or SCIM maps to roles by the same rule.

Four ways to start

14

What CAVER connects to

Two different questions: systems that send us logs, and equipment watched on the network.

CategoryHow it reaches CAVERStatus
Business and developer platformsSalesforce audit, Snowflake logins and grants, GitHub and GitLab audit, ServiceNow, PagerDuty, Stripe, 1PasswordReady-made packs
Cloud platformsAWS CloudTrail, GuardDuty, Macie, KMS and Config; Azure, Google Workspace, Microsoft 365, CloudflareReady-made packs
Endpoints and networkCrowdStrike, Defender, SentinelOne, Sysmon, Zscaler, Palo Alto, Fortinet, Cisco, Proofpoint, Mimecast, Purview DLPReady-made packs
Carbide, our own endpoint agentKernel-level process telemetry on Linux, Windows and macOS, shipped to CAVER directlyIncluded; AIX for design partners
Exploitation feedsCISA KEV and FIRST EPSS, joined onto findingsIngested daily
IdentityEntra ID, Okta, Auth0, Duo, JumpCloud, Active DirectoryReady-made packs
Industrial equipmentMore than a dozen industrial protocols decoded passively from mirrored trafficIncluded, no extra product
Core banking, card processing, wire transferAudit logs collected through custom collectors built to order; JDBC, API polling, webhooks, Kafka and OTLP take the restDelivered on request
Snowflake query and access history, Intune and cross-platform MDMValidated and ingestedDelivered on request
AI toolsMicrosoft Agent 365 event data, plus Claude, Copilot, OpenAI and others24 packs, 200+ rules

And everything else

More than 400 ready-made vendor packs ship for the common systems, so the bespoke work is the exception rather than the starting point.

15

How to test our claims

A trial is 60 days, $25K to $75K, credited fully toward your first year if you proceed. If you are replacing Splunk, a displacement credit of 25% to 50% off year one is available separately.

Do not take this paper on faith. Test it directly:

  1. Price seven years of retention against what you pay today for the minimum you are allowed to keep.
  2. Run the insider models against a known past incident and see whether it surfaces without being told what to look for.
  3. Ask what CAVER shows during the learning period. It should tell you it is not ready, not show you a clean dashboard. This is the claim that is easiest to fake.
  4. Verify an evidence export yourself. Run our offline checker against a real export without touching the CAVER console.
  5. Ask for the compression range across your data types, and for the load ceiling next to any speed figure.
  6. Run it alongside your current SIEM so migration risk is measured during the trial rather than assumed afterward.
16

What this does not do

Two things get asked for in RFPs and are a different discipline.

  • Transaction fraud detection. CAVER monitors access and infrastructure. Scoring a payment for fraud is a different product and we will say so rather than stretch to fit.
  • Regulatory filing. CAVER produces the record and the analysis; it does not make a submission, and its compliance reporting assesses your environment against a framework rather than certifying CAVER.